Kingdom of Saudi Arabia – Capital Markets Authority

Kingdom of Saudi Arabia – Capital Markets Authority – Board Regulations – 8-6-2016. Covering:

Article (1): Definitions

Article (2): Purpose

Article (3): Board Power and Responsibilities

Article (4): Board Authorisation of Power

Article (5): Chairman Duties and Responsibilities

Article (6): Vice-Chairman Duties and Responsibilities

Article (7): Members Duties and Responsibilities

Article (8): General Secretary Duties and Responsibilities

Article (9): Call for Meeting

Article (10): Board Meeting Agenda

Article (11): Distribution of Documents of Board Meeting

Article (12): Conflicts of Interests

Article (13): Board Meetings and Decisions

Article (14): Voting and Documenting in Emergent Cases

Article (15): Non-members Attendance of Board Meetings

Article (16): Minutes of Meeting and Discussion

Article (17): Announcing Decisions

Article (18): Following-up Decision Execution

Article (19): Formation of Committees

Article (20): Panel Discussions

Article (21): Annual Board Governance Effectiveness Review

Article (22): Annual Individual Members Objective Setting

Article (23): Members Support

Article (24): Training

Article (25): Communication with Stakeholders

Article (26): Appointment and Release of CEO’s Direct Reportees

Article (27): Submitting Reports

Article (28): Review of Regulations

Article (29): Enforcement