Kingdom of Saudi Arabia – Saudi Central Bank (SAMA)

Kingdom of Saudi Arabia – Saudi Arabian Monetary Authority – Whistle Blowing Policy for Financial Institutions – August 2019. Covering:

I. Introduction

a. General Framework

b. Objective

c. Purpose

d. Scope

II. Definitions

III. Policy Content

a. General Obligations

b. Violation Report Processing Unit

c. Whistle Blowing Cases

d. Obligations of Whistle Blowers

e. Obligations of Financial Institutions upon Receiving Reports

f. General Obligations for Protecting Whistle Blowers

g. Processing of Reports

1. 1. Reporting Channels (Means for Reporting)
   2. Objective Processing of Reports
   3. Approval and Supervision
   4. Automated Reporting System
   5. Report Processing Stages

h. Key Performance Indicators