KSA - SAMA - Compliance Manual for Banks Working in Saudi Arabia - 2008

Frameworks

Corporate Governance

Kingdom of Saudi Arabia – Saudi Arabian Monetary Authority

If you wish to better understand the Kingdom of Saudi Arabia’s Saudi Arabian Monetary Authority Corporate Governance Frameworks, specifically the Compliance Manual for Banks Working in Saudi Arabia – 2008, then please access the following download.

$0.00

Kingdom of Saudi Arabia – Saudi Arabian Monetary Authority

Kingdom of Saudi Arabia – Saudi Arabian Monetary Authority – Compliance Manual for Banks Working in Saudi Arabia – 2008. Covering:

Introduction

Chapter 1 – Concepts

Chapter 2 – Compliance Principles

Part (A): – Responsibilities of the Board of Directors regarding Compliance

Principle (1): The Board of Directors’ Responsibilities

Part (B): Responsibilities of Senior Management regarding Compliance

Principle (2): Senior Management’s responsibilities

Principle (3): Senior Management – Leading by Example

Principle (4): Senior Management’s Support of the Compliance Function (Department)

Part (C): Principles of the Compliance Department

Principle (5): Independence

Principle (6): Resources

Principle (7): Compliance Function Responsibilities

Principle (8): Businesses and Functions not falling under the responsibility of the Compliance Function

Part (D): Cross-border activities

Principle (9): Practice activities outside Saudi Arabia

Part (E): Outsourcing

Principle (10): Outsourcing of compliance functions

Chapter 3 – Framework of the Compliance Manual

Appendix (1): Rules of the Manual of Compliance Work Committee

Appendix (2): Dates and Time Schedule for Implementing the requirements of the Compliance Manual

Reviews

There are no reviews yet.

Only logged in customers who have purchased this product may leave a review.