Basel Committee on Banking Supervision

Basel Committee on Banking Supervision – Guidelines – Corporate Governance Principles for Banks – July 2015. Covering:

Principle 1 – Board’s overall responsibilities

Principle 2 – Board qualifications and composition

Principle 3 – Board’s own structure and practices

Principle 4 – Senior management

Principle 5 – Governance of group structures

Principle 6 – Risk management function

Principle 7 – Risk identification, monitoring and controlling

Principle 8 – Risk communication

Principle 9 – Compliance

Principle 10 – Internal audit

Principle 11 – Compensation

Principle 12 – Disclosure and transparency

Principle 13 – The role of supervisors